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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 10.3 Asset-freezing injunctions

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 3.19 Investigations

CASS 1A.1 Application

REC 3.12 Legal proceedings

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

EG 16.4 The effect of a disapplication order

REC 3.7 Auditors

FEES 5.1 Application and Purpose

SYSC 6.2 Internal audit

SYSC 19E.1 Application

CONC 4.6 Pre-contract disclosure: continuous payment authorities

CONC 11.2 Right of withdrawal: P2P agreements

EG 14.2 Choice of powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974