Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6A Duties of AFMs in relation to UCITS schemes

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

REC 5.1 Introduction and legal background

FEES App 1.2 Periodic Fees

MCOB 4.4A Initial disclosure requirements

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 11.1 Application

EG 8.3 Use of the own-initiative powers

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 4.1 Application and purpose

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

DEPP 8.1 Introduction

REC 4.1 Application and purpose

FEES App 1 Annex 4 Glossary of definitions

PERG 9.3 The definition

MCOB 6.9 Regulated sale and rent back agreements

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration