Search Result

201 - 220 of 1304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application