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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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COLL 6.6B UCITS depositaries

CREDS 8.3 Approved persons

SUP 2.1 Application and purpose

MCOB 11.6 Responsible lending and financing

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 3.8 Rights and duties of auditors

FEES 3.2 Obligation to pay fees

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

DTR 1B.1 Application and purpose (Corporate governance)

SYSC 2.1 Apportionment of Responsibilities

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 11.2 Purpose

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974