Search Result

761 - 780 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions