Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 3.8 Rights and duties of auditors

CONC 2.5 Conduct of business: credit broking

CONC 8.5 Financial statements and debt repayment offers

COBS 2.4 Agent as client and reliance on others

CONC 15.1 Application

SYSC 22.4 Drafting the reference: detailed requirements

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SUP 11.3 Requirements on controllers or proposed controllers under the Act

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 18.1 Cancellation on the FCA’s own-initiative

FEES App 1.3 Application Fees

EG 14.2 Choice of powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]