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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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SUP 15.5 Core information requirements

COLL 11.6 Winding up, merger and division of master UCITS

COBS 11.6 Use of dealing commission [deleted]

PERG 14.2 General issues

DISP 1.2 Consumer awareness rules

COLL 6.12 Risk management policy and risk measurement

PERG 8.5 In the course of business

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 8.21 Company statements, announcements and briefings

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

SUP 10A.9 Significant management functions [deleted]