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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

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EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

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FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

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