Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

…

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 6.3 Dissemination of information

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

MAR 6.4 Systematic internaliser reporting requirement

MCOB 4.11 Sale and rent back: advising and selling standards

REC 4.4 Complaints

FEES 5.8 Joining the Financial Ombudsman Service

EG 18.1 Cancellation on the FCA’s own-initiative

MIPRU 4.2BA Securitisation

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

COBS 6.1C Consultancy charging and remuneration

PERG 14.4 Activities relating to home purchase plans

EG 14.2 Choice of powers

SUP 21.1 Form of waiver for energy market participants

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

EG 16.4 The effect of a disapplication order

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 1.1 Application and purpose

MAR 5A.8 Reporting requirements

EG 9.8 The effect of the FCA's decision to make a prohibition order