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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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