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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

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SYSC 19D.1 Application and purpose

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

FEES 6.4 Management expenses

SUP 3.6 Firms' cooperation with their auditors

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

TC 2.1 Assessing and maintaining competence

REC 3.14 Products, services and normal hours of operation

SUP 17A.2 Connectivity with FCA systems

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

REC 4.2G Reports by skilled persons

CREDS 3A.3 Borrowing

EG 9.8 The effect of the FCA's decision to make a prohibition order

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling