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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction