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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust