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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

SUP 8.8 Revoking waivers

REC 4.2 The supervisory relationship with UK recognised bodies

FIT 2.2 Competence and capability

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COLL 5.3 Derivative exposure

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 11.4 Requirements on firms

SUP 11.1 Application

FIT 1.1 Application and purpose

PERG 14.1 Background

FEES 6.1 Application

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration