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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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