Search Result

861 - 880 of 1478 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints