Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 6.1 Accredited bodies

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DISP 4.2 Standard terms

PERG 15.1 Introduction

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

CREDS 8.1 Application and purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 10C.5 FCA governing functions: Executive

CONC 11.1 The right to cancel

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

TC App 4.1 Appropriate Qualification tables

TC 3.1 Record-keeping requirements

EG App 2.1 Purpose, status and application of the guidelines

COLL 11.5 Auditors

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach