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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CONC 3.7 Financial promotions and communications: credit brokers

DISP App 3.11 Obligation to write letters to certain rejected complainants

CONC 7.19 Notice of default sums under P2P agreements

MCOB 4.1 Application

CASS 7.14 Client money held by a third party

CASS 11.6 Statutory trust

TC 1.2 Actions for damages

SUP 10A.3 Provisions related to the Act

REC 2.16 Complaints

BIPRU 12.5 Individual Liquidity Adequacy Standards

RCB 6.1 Application and purpose

SUP 17A.2 Connectivity with FCA systems

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy