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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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COLL 13.1 Introduction

PRIN 3.4 General

COLL 11.2 Approval of a feeder UCITS

COBS 4.2 Fair, clear and not misleading communications

EG 3.2A Information requests (section 122A)

DISP 3.8 Dealing with information

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

EG 4.13 Preliminary findings letters and preliminary investigation reports

BIPRU 8.1 Application

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 3.10 Liaison where other authorities have an interest

COBS 12.4 Investment recommendations