Search Result

861 - 880 of 1530 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

As Published: 2016

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT