Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19D.2 General requirement

FEES 13.1 Application and purpose

SYSC 12.1 Application

REC 4.1 Application and purpose

DTR 6.2 Filing information and use of language

FEES 5.3 The general levy

REC 3.13 Delegation of relevant functions

IPRU-INV 14.1 APPLICATION

SUP 15.12 Ongoing alerts for retail adviser complaints

DISP 3.5 Resolution of complaints by the Ombudsman

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

ICOBS 8.1 Insurers: general

PERG 2.10 Persons carrying on regulated activities who do not need authorisation