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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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PERG 5.5 The regulated activities: dealing in contracts as agent

REC 4.9 Disciplinary measures

SYSC 22.5 Giving references: additional rules and guidance for all firms

GEN 4.1 Application

SUP 15A.1 Application and notifications under EMIR

BIPRU 7.2 Interest rate PRR

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SUP 11.4 Requirements on firms

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

SUP 3.11 Review of auditor’s client assets report

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation