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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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Similar To

DEPP 2.3 Decision notices and second supervisory notices

EG 2.1 Case selection and the use of enforcement powers

FEES 3.1 Introduction

COLL 6.12 Risk management policy and risk measurement

SUP 15.4 Notified persons

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

CASS 11.9 Segregation and the operation of client money accounts

SYSC 10A.1 Application

COLL 6.13 Record keeping

EG 20.2 Information gathering and investigation powers

APER 1.2 Purpose

PERG 8.8 Having an effect in the United Kingdom

SUP 8.9 Decision making

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

FIT 2.1 Honesty, integrity and reputation

PERG 12.5 Financial promotion issues

PERG 4.15 Mortgage activities carried on by 'packagers'

CASS 11.3 Responsibility for CASS operational oversight

SYSC 6.3 Financial crime