Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.8 Settlement and clearing facilitation services

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

MCOB 5.5 Provision of illustrations

COLL 5.4 Stock lending

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

INSPRU 8.2 Special provisions for Lloyd's

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

EG 19.17 Regulated Covered Bonds Regulations 2008

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 19.15 The conduct of investigations under the Money Laundering Regulations

COBS 4.9 Financial promotions with an overseas element

REC 4.2G Reports by skilled persons