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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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MCOB 7A.3 Early repayment disclosure

As Published: 2016

MCOB 7A.3 Early repayment disclosure

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 16.9 Appointed representatives annual report

DEPP 6.4 Financial penalty or public censure

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

REC 3.4 Members of the management body and internal organisation

SUP 3.11 Review of auditor’s client assets report

EG 7.6 Private warnings

PERG 15.3 Payment services

COBS 11.5 Record keeping: client orders and transactions [deleted]

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 16.1 The FCA’s general approach to making disapplication orders

DEPP 8.2 Use of the own-initiative variation of approval power: general