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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

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