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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 15A.1 Application and notifications under EMIR

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 17.7 Examples

CASS 5.8 Safe keeping of client's documents and other assets