Search Result

541 - 560 of 1310 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting