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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 5.13 Appointed representatives

BIPRU 3.5 Simplified method of calculating risk weights

DTR 8.2 Approval as a primary information provider

EG 3.2B Information requests (section 122B)

SUP 5.6 Confidential information and privilege

MAR 6.3A Quality of execution

MAR 5.5 Monitoring compliance with the rules of the MTF

CONC 2.8 E-commerce

MAR 5A.7 Monitoring compliance with the rules of the OTF

EG 3.2A Information requests (section 122A)

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 15.9 Notifications by members of financial conglomerates

MCOB 4.4A Initial disclosure requirements

SUP 4.5 Provisions applicable to all actuaries

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

MAR 7A.5 Requirements when acting as a general clearing member

TC 1.1 Who, what and where?

SYSC 18.3 Internal arrangements

CONC 8.3 Pre contract information and advice requirements

FEES 9.2 PSR fees