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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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EG 6.3 Decisions against ECA providers [deleted]

As Published: 2016

EG 6.3 Decisions against ECA providers [deleted]

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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SYSC 4.6

As Published: 2015

SYSC 4.6

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

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