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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption