Search Result

301 - 320 of 1530 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives