Search Result

1261 - 1280 of 1464 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

…

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

…

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

…

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

…

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

…

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

…

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

…

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

…

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

…

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

…

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

…