Search Result

1041 - 1060 of 1275 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

…

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

…

DTR 3.1

As Published: 2005

DTR 3.1

…

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

…

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…