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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

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COLL 2.1 Authorised fund applications

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 15.9 Notifications by members of financial conglomerates

APER 4.6 Statement of Principle 6

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DTR 6.2 Filing information and use of language

FEES 5.3 The general levy

REC 3.13 Delegation of relevant functions

IPRU-INV 14.1 APPLICATION

FEES 2.3 Relieving Provisions

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004