Search Result

801 - 820 of 1623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

As Published: 2016

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]