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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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BIPRU 2.3 Interest rate risk in the non-trading book

EG 2.11 Senior management responsibility

COLL 1.1 Applications and purpose

SYSC 22.8 Policies and appointed representatives

REC 6.8 Powers to supervise

RCB 6.2 Policy on decision and warning notices

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

COLL 7.2 Suspension and restart of dealings

PERG 14.5 The ‘by-way-of-business’ test

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MCOB 9.4 Content of illustrations

PERG 16.4 Acting as a depositary of an AIF

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

REC 1.2 Purpose, status and quotations, notes or references

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

CASS 1.1 Application and purpose

TC 3.1 Record-keeping requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

PERG 8.23 Regulated activities

DISP 1.10A Complaints data publication rules