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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

…

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SUP 11.1 Application

PERG 8.5 In the course of business

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COBS 11.5 Record keeping: client orders and transactions [deleted]

MCOB 1.3 General application: where?

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

PERG 2.5 Investments and activities: general

CONC 8.8 Debt management plans

PERG 4.10B Regulation of buy to let lending

PERG 10.3 Pension Scheme Trustees

MIPRU 3.2 Professional indemnity insurance requirements

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

DISP 4.2 Standard terms

DISP 2.1 Purpose, interpretation and application

EG 2.12 Co-operation

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 15.6 Inaccurate, false or misleading information

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative