Search Result

701 - 720 of 1345 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants