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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application