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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

PERG 5.5 The regulated activities: dealing in contracts as agent

EG 11.4 Determining the amount of restitution

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 5.5 The settlement discount scheme

BIPRU 7.8 Securities underwriting

MCOB 8.3 Application of rules in MCOB 4

REC 2.9 Transaction recording

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 5.4 Financial collateral

INSPRU 1.1 Application

PRIN 4.1 Principles: MiFID business

MAR 1.4 Unlawful disclosure

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

COLL 11.2 Approval of a feeder UCITS

PERG 4.16 Mortgage activities

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling