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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 9.2 Making a request for individual guidance

EG 4.9 Involvement of FCA supervisors during the investigation phase

COLL 8.4 Investment and borrowing powers

SUP 16.6 Compliance reports

SYSC 19E.2 Remuneration policies and practices

FEES 5.1 Application and Purpose

SUP 10A.9 Significant management functions [deleted]

EG 10.1 Introduction

SYSC 19D.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]