Search Result

461 - 480 of 1429 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline