Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GENPRU 3.2 Third-country groups

COLL 4.4 Meetings of Unitholders and service of notices

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DTR 1.3 Information gathering and publication

DISP App 3.9 Other matters concerning redress at steps 1 and 2

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

CONC 2.8 E-commerce

PERG 2.4 Link between activities and the United Kingdom

CONC 3.7A Financial promotions and communications: P2P agreements

PERG 17.2 The basic elements of debt counselling

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SYSC 22.2 Getting, giving and updating references: the main rules

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

CONC 7.16 Passing data to lead generators etc.

MAR 10.4 Position reporting

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

EG 16.2 Disapplication orders

COBS 4.13 UCITS

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy