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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 15.10 Reporting suspicious transactions or orders (market abuse)

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

MCOB 7.6 Mortgages: event-driven information

PERG 2.2 Introduction

MAR 6.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 10.3 Pension Scheme Trustees

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

MIPRU 4.4 Calculation of capital resources

PERG 12.3 Rights under a personal pension scheme

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]