Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.5

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COLL 3.1 Introduction

COLL 11.4 Depositaries

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 10A.3 Provisions related to the Act

COBS 4.13 UCITS

PERG 16.1 Introduction

EG 14.2 Choice of powers

DTR 4.4 Exemptions

EG App 3.1 The FCA

PERG 4.14 Mortgage activities carried on by professional firms

APER 1.1A Application

DEPP 6A.1 Introduction

COND 2.7 Business model

TC App 3.1 Circumstances in which TC does not apply

EG 11.5 Other relevant powers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 2.5 Systems and controls, algorithmic trading and conflicts