Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 13.3 Dealing fairly with customers: policy and procedures

COND 2.5 Suitability

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 7.12 Lenders’ responsibilities in relation to debt

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 22.8 Policies and appointed representatives

SYSC 22.2 Getting, giving and updating references: the main rules

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

COND 2.3 Effective supervision

GEN 4.3 Letter disclosure

SUP 3.2 Purpose

GEN 6.1 Payment of financial penalties

MAR 1.2 Market Abuse: general

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

CONC 6.8 Post contract business practices: credit brokers

SUP 15.11 Notification of COCON breaches and disciplinary action

CONC 4.5 Commissions

DTR 2.2 Disclosure of inside information

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity