Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 8.5 Supervision of primary information providers

EG 15.1 Introduction

PERG 13.2 General

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

PERG 9.6 The investment condition (section 236(3) of the Act): general

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

MAR 1.2 Market Abuse: general

MIPRU 4.2A Credit risk capital requirement

SUP 10C.1 Application

REC 2.3 Financial resources

EG 6.2 Publicity during, or upon the conclusion of regulatory action

MCOB 1.2 General application: who? what?