Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 11.2 Right of withdrawal: P2P agreements

REC 2.7 Access to facilities

RCB 2.2 Applying for registration

EG 13.8 Power to apply to court for a provisional liquidator

REC 4.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

MCOB 7.8 Home purchase plans

BIPRU 5.7 Unfunded credit protection

EG 9.9 The effect of the FCA’s decision to withdraw approval

COBS 22.2 Restrictions on the retail distribution of mutual society shares

GEN 1.2 Referring to approval by the FCA

MAR 7A.4 Requirements when providing direct electronic access

EG 19.22 Decision making under the Payment Services Regulations

PERG 5.5 The regulated activities: dealing in contracts as agent

APER 4.7 Statement of Principle 7

EG 4.11 Approach to interviews and interview procedures

SUP 16.16 Prudent valuation reporting [deleted]

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MIPRU 5.1 Application and purpose