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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR